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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Pipitone is an Investment Advisor Representative with Brookwood Investment Group in Phoenix, AZ. Carol has been in the financial services industry since 2000 and has experience with a variety of firms, including Calton & Associates, Inc., Belpointe Asset Management, LLC, and TCFG Wealth Management, LLC. Carol is licensed in California and has a Series 7 and Series 66 license. Carol focuses on working with individuals, families, and businesses to develop customized financial plans and provide investment advice. Carol is also a licensed insurance producer and provides fixed insurance products through Brookwood Insurance Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
05/05/2023 - Present
Brookwood Investment Group (PHOENIX AZ)
CA
03/05/2015 - 03/09/2016
TCFG WEALTH MANAGEMENT, LLC (Newport Beach CA)
CA
03/17/2014 - 02/27/2015
CALTON & ASSOCIATES, INC. (PALM DESERT CA)
CA
12/08/2011 - 03/17/2014
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
05/26/2011 - 12/20/2011
H.D. VEST INVESTMENT SERVICES (RANCHO MIRAGE CA)
CA
06/01/2009 - 02/11/2011
MORGAN STANLEY SMITH BARNEY (INDIAN WELLS CA)
CA
10/31/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM DESERT CA)
CA
09/07/2000 - 10/29/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO MIRAGE CA)
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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