Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ventura is a financial professional with over 35 years of experience in the industry. Carol is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Carol holds Series 4, 7, 24, 52, 53, and 63 licenses. Carol is located in the Dallas, TX area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/19/2024 - Present
Cetera Advisors LLC (DALLAS TX)
BC
Issued 04/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/1987
Series 4 - Registered Options Principal Examination
BC
Issued 07/17/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/14/1987
Series 24 - General Securities Principal Examination
BC
Issued 08/19/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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