Unclaimed
Carol Jean Smeltz is a financial advisor with Cetera Advisor Networks LLC and has been in the industry for over 2 years. Carol holds a Series 63, Series 6TO and SIE licenses, and is currently registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
08/01/2022 - Present
Cetera Advisor Networks LLC (CAMP HILL PA)
BC
Issued 02/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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