Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Jean Keedy is a financial advisor with over 30 years of experience in the financial services industry. Carol is currently registered with LPL Financial LLC and has been with the firm since 2009. Carol has a long history of working with clients in the Rockford, IL area and is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IL
09/08/2009 - Present
LPL Financial LLC (ROCKFORD IL)
IL
12/04/2008 - 09/16/2009
WATERSTONE FINANCIAL GROUP, INC. (ROCKFORD IL)
IL
07/28/2000 - 12/05/2008
ROBERT W. BAIRD & CO. INCORPORATED (ROCKFORD IL)
IL
09/24/1993 - 07/28/2000
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
NJ
03/11/1991 - 10/19/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/11/1991 - 10/19/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 01/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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