Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Bell is a financial advisor with over 18 years of experience. Carol is registered with Cetera Investment Advisers LLC and has previously worked with several other firms including CETERA FINANCIAL SPECIALISTS LLC, SUMMIT BROKERAGE SERVICES, INC., FIRST ALLIED SECURITIES, INC., CETERA ADVISOR NETWORKS LLC, CETERA ADVISORS LLC, GIRARD SECURITIES, INC., LEGEND EQUITIES CORPORATION, INVESTORS CAPITAL CORP., VSR FINANCIAL SERVICES, INC., J.P. TURNER & COMPANY, L.L.C., GUARANTY BROKERAGE SERVICES, INC., and BANCNORTH INVESTMENT GROUP, INC.. Carol is a Registered Representative (Series 7), holds the Securities Industry Essentials Examination (SIE), and the General Securities Principal Examination (Series 24) licenses. Carol also holds the Uniform Combined State Law Examination (Series 66) license. Carol has worked in the industry for over 18 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/14/2021 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
03/25/2013 - 08/02/2024
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
03/30/2015 - 04/09/2018
SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)
MN
03/13/2015 - 04/09/2018
FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)
MN
03/25/2013 - 04/09/2018
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
03/25/2013 - 04/09/2018
CETERA ADVISORS LLC (ST CLOUD MN)
MN
03/30/2015 - 11/02/2017
GIRARD SECURITIES, INC. (ST CLOUD MN)
MN
03/30/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (St. Cloud MN)
MN
03/30/2015 - 11/29/2016
INVESTORS CAPITAL CORP. (ST. CLOUD MN)
MN
03/30/2015 - 11/29/2016
VSR FINANCIAL SERVICES, INC. (St. Cloud MN)
MN
03/30/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (ST. CLOUD MN)
MN
08/25/2005 - 12/31/2010
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
08/25/2005 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
BOTH
Issued 10/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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