Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Jaffe Armstrong is a financial advisor associated with Wells Fargo Clearing Services, LLC, a firm with approximately $10 billion to $50 billion in assets under management. Carol has been in the industry since 1984. Carol holds the Series 63, Series 65, Series 7 and SIE licenses and is currently registered as a Registered Representative in New Jersey and Texas and as an Investment Advisor Representative in New Jersey and Texas. Carol is also a trustee for several trusts and has been involved in investment-related activities for those trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/30/2018 - Present
Wells Fargo Clearing Services, LLC (WESTFIELD NJ)
NY
04/04/1985 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
10/31/1984 - 06/18/1985
USLIFE EQUITY SALES CORP.
IA
Issued 01/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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