Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Alka is a Registered Representative and Investment Adviser Representative with PFS Investments Inc. Carol has been in the securities industry since November 2021 and has a Series 63, Series 65, SIE and Series 6TO license. Carol provides investment advisory services to individuals. Carol has experience with sales of investment-related products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
10/11/2022 - Present
PFS Investments Inc. (CUMMING GA)
IA
Issued 09/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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