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Carol Irene Fasbender

Harbour Investments, Inc.

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About Carol Irene Fasbender

Carol Irene Fasbender is an investment advisor representative with Harbour Investments, Inc. Carol is licensed to provide investment advice in 18 states. Carol holds the Series 7, 24, and 63 securities licenses as well as the SIE. Carol is a Certified Financial Planner. Carol has been in the financial services industry since 1986. Carol has been affiliated with Harbour Investments, Inc. since March 2000. Prior to that, Carol was affiliated with Wedgewood Partners, Inc., Robert Thomas Securities, Inc., and Olde Discount Corporation.

Firm Information

Carol Fasbender is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol Fasbender’s Registration & Firm History

MI

10/18/2017 - Present

Harbour Investments, Inc. (ST JOSEPH MI)

MO

12/22/1998 - 01/04/2000

WEDGEWOOD PARTNERS, INC. (ST. LOUIS MO)

FL

02/13/1995 - 12/21/1998

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

MI

02/21/1986 - 01/13/1995

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 03/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Irene Fasbender.
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