Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Larson is a financial advisor with LPL Financial LLC. Carol is a Certified Financial Planner and has been in the industry for over 38 years. Carol has been registered with LPL Financial LLC since October 2016. Prior to joining LPL, Carol worked at Securities America, Inc. and U.S. Bancorp Investments, Inc. Carol is registered to provide financial advice in 8 states, including Arizona, California, Colorado, Illinois, Indiana, Maryland, Nebraska and Washington. Carol's areas of expertise include: Retirement planning, investment management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/26/2016 - Present
LPL Financial LLC (TUCSON AZ)
AZ
06/30/2014 - 10/28/2016
SECURITIES AMERICA, INC. (GREEN VALLEY AZ)
IL
05/31/2011 - 07/03/2014
U.S. BANCORP INVESTMENTS, INC. (BOLINGBROOK IL)
IL
07/06/2005 - 06/01/2011
CHASE INVESTMENT SERVICES CORP. (BATAVIA IL)
IL
02/01/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
06/19/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
02/11/1993 - 06/11/1996
INVESTMENT NETWORK, INC. (FRANKLIN PARK IL)
NY
05/22/1992 - 01/22/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
FL
11/06/1990 - 05/27/1992
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
FL
06/25/1987 - 11/09/1990
CROWN INVESTMENTS, LTD. (NAPLES FL)
NA
03/28/1985 - 07/07/1987
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/22/1983 - 03/28/1985
OLDE & CO., INCORPORATED
IA
Issued 07/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1989
Series 24 - General Securities Principal Examination
BC
Issued 08/30/1984
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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