Unclaimed
Carol Hakemian Felt is a financial advisor with MML Investors Services, LLC located in FT LAUDERDALE, FL. Carol has been in the industry since 1996 and has held prior positions at Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Carol is licensed to provide financial advice in several states, including Florida, California, Georgia, North Carolina, South Carolina and Virginia. Carol holds Series 6, 7, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
10/27/2017 - Present
MML Investors Services, LLC (FT LAUDERDALE FL)
FL
05/07/1996 - 07/03/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOCA RATON FL)
WI
11/28/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 11/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carol Felt is the right advisor for you? Invested Better is here to help.