Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Dixon is a financial professional with over 18 years of experience in the financial services industry. Currently, Carol is a registered representative with Woodmen Financial Services, Inc. in Omaha, Nebraska. Carol has held previous positions at UVEST Financial Services Group, Inc., MML Investors Services, Inc., SouthTrust Securities, Inc., First Union Securities, Inc., and First Union Brokerage Services, Inc. Carol holds Series 6 and SIE licenses and a Series 63 license. Carol is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
07/27/2016 - Present
Woodmen Financial Services, Inc. (OMAHA NE)
NC
08/18/2004 - 11/08/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
12/19/2003 - 04/01/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
AL
09/16/2002 - 08/08/2003
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
MO
10/01/2000 - 03/08/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/06/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 09/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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