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Carol Emma York

Keystone Private Wealth

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About Carol Emma York

Carol Emma York is a financial advisor with Keystone Private Wealth, a firm that specializes in providing financial advice and portfolio management services to individuals, businesses, and charitable organizations. Carol has been in the financial services industry since 1996 and has a diverse background, having worked at several prominent firms before joining Keystone Private Wealth. Carol is a Certified Financial Planner™ professional.

Firm Information

Carol York is currently registered with Keystone Private Wealth. Keystone Private Wealth is an investment advisory firm located in Palm Desert, CA. They specialize in providing financial planning, pension consulting, and portfolio management services to high-net-worth individuals, corporations, and charitable organizations. Their team of licensed agents and investment advisor representatives manages over $692 million in assets for their clients.
Keystone Private Wealth

73575 EL PASEO

PALM DESERT, CA 92260

$692.12M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol York’s Registration & Firm History

CA

06/16/2021 - Present

Keystone Private Wealth (PALM DESERT CA)

CA

12/06/2012 - 06/06/2019

FIDELITY BROKERAGE SERVICES LLC (PALM DESERT CA)

CA

06/01/2009 - 01/06/2012

MORGAN STANLEY SMITH BARNEY (AUBURN CA)

CA

12/02/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (AUBURN CA)

CA

06/22/2007 - 12/08/2008

UBS FINANCIAL SERVICES INC. (GRASS VALLEY CA)

ME

09/25/1996 - 11/03/2006

AMERIPRISE FINANCIAL SERVICES, INC. (BRIDGTON ME)

MN

09/25/1996 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 12/11/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Carol Emma York. Review regulatory record here.
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