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Carol Elizabeth Urbina

Brighthouse Securities, LLC

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About Carol Elizabeth Urbina

Carol Elizabeth Urbina is a registered representative with Brighthouse Securities, LLC. Carol is a Series 7TO and SIE licensed professional with 4 years of experience in the financial services industry. Prior to joining Brighthouse Securities, LLC Carol was registered with AXA ADVISORS, LLC.

Firm Information

Carol Urbina is currently registered with Brighthouse Securities, LLC. Brighthouse Securities, LLC is a Limited Liability Company formed in February 2000. The firm is registered with the Securities and Exchange Commission and holds licenses to operate in all 50 U.S. states, as well as Puerto Rico and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

153

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carol Urbina’s Registration & Firm History

NC

09/09/2021 - Present

Brighthouse Securities, LLC (CHARLOTTE NC)

NC

05/13/2019 - 04/07/2020

AXA ADVISORS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/13/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/21/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Carol Elizabeth Urbina. Review regulatory record here.
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