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Carol Elaine Sabins

Barrett & Co.

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About Carol Elaine Sabins

Carol Sabins is a financial advisor with Barrett & Co. Carol has been in the financial industry since 1984 and has a strong background in investment advising. Carol is registered with the state of Rhode Island and holds several industry licenses, including Series 7, Series 27, Series 53, and Series 55. Carol's primary focus is on providing investment advice to individuals and businesses. Carol also provides financial planning and pension consulting services.

Firm Information

Carol Sabins is currently registered with Barrett & Co.. Barrett & Co. is a Corporation registered with the SEC since 1992. Headquartered in PROVIDENCE, RI, they provide financial planning, pension consulting and portfolio management services to individuals, high-net-worth individuals, corporations and other businesses, pension and profit sharing plans. They have a total of 14 regulatory events and 3 arbitration disclosures.
Barrett & Co.

42 WEYBOSSET STREET

PROVIDENCE, RI 02903-2855

$370.06M

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol Sabins’s Registration & Firm History

RI

07/02/1984 - Present

Barrett & Co. (PROVIDENCE RI)

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Licenses & Designations

BC

Issued 08/31/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/16/1984

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/11/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Elaine Sabins.
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