Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Jupiter is a financial professional with over 20 years of experience in the industry. Carol currently works as a registered representative for Weild & Co., a firm headquartered in Boulder, Colorado. Carol is a Series 7, Series 3, Series 63, and Series 82 licensed professional, and holds a Series 30 license. Carol specializes in providing financial advice and investment services to clients in Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/25/2018 - Present
Weild & Co. (BOULDER CO)
CA
02/15/2002 - 08/18/2004
B. RILEY AND CO. INC. (LOS ANGELES CA)
CA
07/28/1998 - 01/07/2000
INTERCAL SECURITIES CO. (SACRAMENTO CA)
IL
06/06/1994 - 07/10/1996
INDEX SECURITIES, INC. (CHICAGO IL)
NY
01/22/1993 - 04/27/1994
E.D. & F. MAN INTERNATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/24/1989 - 12/22/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/1996
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 11/16/2016
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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