Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Rollins is a financial advisor with Truist Advisory Services, Inc., working out of the Charleston, WV office. Carol has been in the financial services industry since 1997 and has a proven track record of providing investment advice and financial planning services to individuals, businesses, and high-net-worth clients. Carol's experience with BB&T Securities, LLC and BB&T Investment Services, Inc. give her an expertise in a variety of investment strategies. Carol is also licensed to sell securities in all 50 states. In addition to her investment experience, Carol is a certified financial planner, holding the Series 7, 9, 10, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WV
02/17/2021 - Present
Truist Advisory Services, Inc. (CHARLESTON WV)
VA
01/02/2018 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
WV
01/17/2012 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (CHARLESTON WV)
WV
10/01/2008 - 01/10/2012
J.P. MORGAN SECURITIES LLC (CHARLESTON WV)
WV
09/07/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHARLESTON WV)
WV
12/09/1996 - 08/15/2006
CITIGROUP GLOBAL MARKETS INC. (CHARLESTON WV)
BOTH
Issued 5/6/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 2/21/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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