Unclaimed
Carol Hynes is an investment advisor representative with PKS Advisory Services, LLC. Carol has been in the industry since 1986 and holds the following licenses: Series 7, Series 27, Series 53, Series 63, Series 65, Series 99TO, and the SIE. Carol has experience working with individuals, corporations, and other businesses. Carol specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/20/2023 - Present
PKS Advisory Services, LLC (ALBANY NY)
NY
03/10/1995 - 03/25/2004
TROY FINANCIAL INVESTMENT SERVICES GROUP, INC. (TROY NY)
NY
10/28/1986 - 12/21/1994
FIRST ALBANY CORPORATION (NEW YORK NY)
IA
Issued 05/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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