Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Dahl has been a financial professional since 1988 and currently is a registered representative of Citigroup Global Markets Inc. Carol Dahl is licensed to provide investment advice in a number of states and has extensive experience in the financial industry. Carol Dahl's specializations include asset allocation advice, financial planning, portfolio management for individuals and businesses, pension consulting, and security ratings. Carol Dahl has also been a registered representative of Morgan Stanley Smith Barney and Citigroup Global Markets Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (Hewlett NY)
NY
06/01/2009 - 07/28/2009
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
06/01/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (PLAINVIEW NY)
NA
11/06/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NJ
03/27/1989 - 11/06/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/02/1989 - 04/27/1989
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NY
09/20/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
IA
Issued 09/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/29/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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