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Carol D Rhine

Charles Schwab & CO., Inc.

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About Carol D Rhine

Carol D Rhine is an experienced financial professional with over 10 years of industry experience. Carol is registered with Charles Schwab & CO., Inc. and holds Series 6, 7 and 63 licenses as well as the SIE exam. Prior to her current role, Carol was registered with MML Distributors, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and GWFS EQUITIES, INC. Carol specializes in providing financial planning services to individuals and assisting with referral programs.

Firm Information

Carol Rhine is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Carol Rhine’s Registration & Firm History

CO

12/13/2017 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

AZ

05/24/2016 - 02/22/2017

MML DISTRIBUTORS, LLC (PHOENIX AZ)

CO

11/10/2015 - 03/16/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

CO

06/01/2015 - 10/15/2015

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 06/10/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/01/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carol D Rhine.
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