Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Cory is a financial professional with over 40 years of experience in the securities industry. Carol is currently registered with Planmember Securities Corp. and Surety Investment Services. Carol has been a registered representative with Planmember Securities Corp. since 2001 and with Surety Investment Services since 1997. Prior to her current roles, Carol worked for various firms, including Aragon Financial Services, Inc., Titan/Value Equities Group, Inc., Private Ledger Financial Services, Incorporated, and Security First Financial, Inc. Carol holds several licenses and certifications, including the Series 63, Series 24, Series 7, and Series 1. She is also a Certified Financial Planner. Carol provides a wide range of financial services to individuals and businesses, including financial planning, investment management, and retirement planning. Carol has a deep understanding of the financial markets and is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/31/2001 - Present
Planmember Securities Corp. (LOS ANGELES CA)
CA
01/04/1991 - 02/18/1998
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NA
02/29/1984 - 10/16/1990
TITAN/VALUE EQUITIES GROUP, INC.
CA
02/28/1984 - 10/16/1990
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
09/09/1982 - 04/02/1984
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
03/28/1979 - 08/23/1982
SECURITY FIRST FINANCIAL, INC.
BC
Issued 08/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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