Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Bell is a financial advisor with Pruco Securities, LLC. Carol has been in the financial services industry since 2008. Carol has a Series 7, 6, 63, and 66 license and a SIE designation. Carol also holds the Certified Financial Planner designation. Carol has experience working with individuals, corporations, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
HI
06/22/2023 - Present
Pruco Securities, LLC (Hilo HI)
AZ
04/27/2016 - 04/23/2021
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
07/10/2007 - 10/28/2015
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 06/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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