Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Mayer is a registered representative with Osaic Institutions, Inc. based in Mars, Pennsylvania. Carol has been in the financial services industry since 2001 and has experience at several firms, including Key Investment Services LLC and LPL Financial LLC. Carol holds the Series 6, 7, 63 and 66 securities licenses. Carol's primary focus is on providing financial planning, portfolio management, and selection of other advisors services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/17/2019 - Present
Osaic Institutions, Inc. (Mars PA)
PA
09/21/2016 - 04/12/2019
KEY INVESTMENT SERVICES LLC (PITTSBURGH PA)
PA
09/04/2013 - 09/21/2016
LPL FINANCIAL LLC (SEWICKLEY PA)
NJ
12/22/1989 - 11/15/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/22/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 05/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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