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Carol Anne McGinnis

Lasalle ST. Investment Advisors, LLC

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About Carol Anne McGinnis

Carol Anne McGinnis is an investment advisor representative associated with Lasalle St. Investment Advisors, LLC. She is a registered investment advisor (IA) in Illinois and a broker-dealer (BC) in Illinois and Nevada. Carol has over 24 years of experience in the financial services industry, having worked as a registered representative at Wells Fargo Investments, LLC in San Francisco, California from 1998 to 2006.

Firm Information

Carol McGinnis is currently registered with Lasalle ST. Investment Advisors, LLC. Lasalle ST. Investment Advisors, LLC, based in Elmhurst, IL, is an investment advisor with over 134 investment advisor representatives. They provide financial planning and portfolio management services to a range of clients including individuals, corporations, charitable organizations, and pension plans. The firm has over $3.4 billion in regulatory assets under management.
Lasalle ST. Investment Advisors, LLC

940 N. INDUSTRIAL DR.

ELMHURST, IL 60126-1131

$3.48B

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol McGinnis’s Registration & Firm History

IL

01/10/2022 - Present

Lasalle ST. Investment Advisors, LLC (ELMHURST IL)

CA

06/10/1998 - 09/07/2006

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 11/21/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/19/1999

Series 7 - General Securities Representative Examination

BC

Issued 06/05/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Anne McGinnis.
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