Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Dent is a financial professional registered with Raymond James Financial Services, Inc. Carol has been in the industry since 2017 and holds the Series 6, SIE, and Series 63 licenses. Carol is registered with the state of Washington and Oregon. Prior to joining Raymond James Financial Services, Inc., Carol was affiliated with CETERA INVESTMENT SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
10/19/2023 - Present
Raymond James Financial Services, Inc. (Tacoma WA)
WA
04/27/2017 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (TACOMA WA)
BC
Issued 06/14/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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