Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Winburn is an active investment advisor representative and registered representative with Money Concepts Capital Corp. Carol Ann has been working in the financial industry since October 12, 1999. Carol Ann has a Series 6 and Series 63 license as well as a Series 65 license. Carol Ann is registered with the state of Missouri as an investment advisor representative and is also registered with the state of Colorado, Kansas, Missouri, and Oklahoma as a registered representative. Carol Ann has a history of working with Principal Life Insurance and AFLAC in addition to Money Concepts Capital Corp. Carol Ann Winburn offers financial planning, portfolio management for businesses and individuals, and general consulting services. Carol Ann Winburn is a Director of Financial Planning for DSWA Certified Public Accountants PC and has been in this role since 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
03/05/2007 - Present
Money Concepts Capital Corp. (PALM BEACH GARDENS FL)
MO
05/11/2006 - 11/01/2006
PRINCOR FINANCIAL SERVICES CORPORATION (BUTLER MO)
NY
07/16/1998 - 03/24/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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