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Carol Ann Wikle

Mirador Capital Partners

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About Carol Ann Wikle

Carol Wikle is an investment advisor representative at Mirador Capital Partners, a registered investment advisor. Carol has been in the financial industry since 1999. Carol is a Certified Financial Planner and has worked with a number of firms, including Sanctuary Securities LLC, Morgan Stanley, and Merrill Lynch. Carol has Series 7, Series 31, and Series 66 securities licenses. Carol specializes in providing financial planning, pension consulting and portfolio management services to individuals, businesses, and charitable organizations.

Firm Information

Carol Wikle is currently registered with Mirador Capital Partners. Mirador Capital Partners is an investment advisor registered with the SEC and located in Pleasanton, California. The firm manages over $668 million in assets for a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension plans. Mirador Capital Partners provides financial planning, portfolio management, and pension consulting services.
Mirador Capital Partners

6700 KOLL CENTER PARKWAY

PLEASANTON, CA 94566

$668.13M

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol Wikle’s Registration & Firm History

CA

01/27/2015 - Present

Mirador Capital Partners (Pleasanton CA)

CA

07/10/2013 - 03/01/2016

SANCTUARY SECURITIES LLC (PLEASANTON CA)

CA

06/01/2009 - 07/24/2013

MORGAN STANLEY (PLEASANTON CA)

CA

12/07/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PLEASANTON CA)

CA

01/01/1999 - 12/12/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLEASANTON CA)

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Licenses & Designations

BOTH

Issued 02/05/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/01/2016

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2011

Series 31 - Futures Managed Funds Examination

BC

Issued 12/28/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carol Ann Wikle.
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