Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Sumoski is an Investment Advisor Representative at Cambridge Investment Research Advisors, Inc. in Vineland, NJ. Carol Ann has over 9 years of experience in the financial services industry. Carol Ann has passed the Series 7, SIE and Series 66 examinations. Carol Ann is registered with the state of New Jersey as an Investment Advisor Representative. Carol Ann is also registered with the following states: Delaware, Florida, Georgia, New York, Pennsylvania and Virginia. Carol Ann has experience with high-net-worth individuals and other individuals. Carol Ann also has experience with charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Carol Ann's previous firms include Cantella & Co., Inc., Edward Jones and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
12/12/2022 - Present
Cambridge Investment Research Advisors, Inc. (Vineland NJ)
NJ
08/08/2022 - 12/09/2022
CANTELLA & CO., INC. (Vineland NJ)
NJ
01/19/2016 - 08/08/2022
EDWARD JONES (MILLVILLE NJ)
NJ
03/13/2014 - 10/27/2015
MORGAN STANLEY (VINELAND NJ)
BOTH
Issued 04/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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