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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Springer is a financial advisor in Holland, MI with over 27 years of experience. Carol is a registered representative of Robert W. Baird & Co. Inc. where she has been since 2002. Carol is also registered with FINRA. Prior to joining Robert W. Baird & Co. Inc., Carol was with J.J.B. HILLIARD, W.L. LYONS, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carol is licensed to provide investment advice in Arizona, Colorado, Florida, Georgia, Michigan, Minnesota, Missouri, North Carolina, Ohio, South Carolina, Utah and Wisconsin. Carol's clients include high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, individuals other than high-net-worth, state or municipal government entities, banking or thrift institutions, insurance companies, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MI
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Holland - Downtown MI)
MI
03/11/2010 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (HOLLAND MI)
MI
01/07/2002 - 04/22/2009
ROBERT W. BAIRD & CO. INCORPORATED (HOLLAND MI)
NY
11/01/1999 - 07/03/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/21/1995 - 10/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
11/03/1992 - 10/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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