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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Seidel-mcnelley is a financial advisor registered with LPL Financial LLC and has been working in the financial services industry since 2006. Carol is licensed in Pennsylvania to offer investment advisory services. Previously, Carol was registered with INVEST FINANCIAL CORPORATION and CUSO FINANCIAL SERVICES, L.P. Carol holds Series 6, 7, 63, and 66 securities licenses, as well as the SIE exam. Carol has been a registered representative with LPL Financial LLC since February 2018. Carol also works with Members 1st Federal Credit Union through a DBA for LPL Financial LLC. Carol has a strong background in financial planning and provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
02/14/2018 - Present
LPL Financial LLC (HARRISBURG PA)
PA
06/10/2015 - 02/14/2018
INVEST FINANCIAL CORPORATION (HARRISBURG PA)
CO
07/09/2013 - 05/19/2015
CUSO FINANCIAL SERVICES, L.P. (DENVER CO)
PA
01/19/2012 - 07/09/2013
INVEST FINANCIAL CORPORATION (DILLSBURG PA)
PA
05/27/2008 - 10/12/2011
LPL FINANCIAL LLC (HARRISBURG PA)
NY
06/16/2006 - 05/27/2008
IFMG SECURITIES, INC. (PURCHASE NY)
BOTH
Issued 10/06/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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