Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Scatolini is a financial advisor with Prospera Financial Services, Inc.. Carol has been in the financial services industry since November 7, 1995. Carol Ann Scatolini is a CERTIFIED FINANCIAL PLANNER™ professional. Carol Ann Scatolini is registered to provide investment advice in 17 states, and also has a Series 7, 63 and 24 licenses. Carol Ann Scatolini also worked with CETERA ADVISOR NETWORKS LLC and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
MA
05/05/2021 - Present
Prospera Financial Services, Inc. (Wilbraham MA)
MA
09/20/2019 - 04/30/2021
CETERA ADVISOR NETWORKS LLC (WILBRAHAM MA)
MA
03/15/2019 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (WILBRAHAM MA)
MA
03/18/2011 - 03/18/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILBRAHAM MA)
MA
10/23/2009 - 03/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD MA)
MA
01/06/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SPRINGFIELD MA)
NY
11/08/1995 - 01/11/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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