Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Sarracino is an investment advisor representative with LPL Financial LLC. Carol has been in the financial industry for 28 years, and has a wide range of experience working with clients to meet their financial goals. Carol has held several positions throughout her career and has been active in various industries, including insurance, finance, and financial planning. In 2021, Carol moved to LPL Financial LLC after 25 years with Waddell & Reed, Inc. Carol has a diverse client base, including high-net-worth individuals, corporations, and charitable organizations. Carol offers a wide range of services to her clients, including financial planning, portfolio management, consulting, and education. Carol has a Series 7, 6, 63, and 65 licenses and holds registrations in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
07/21/2021 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
02/24/1996 - 07/21/2021
WADDELL & REED (ALBUQUERQUE NM)
KS
08/30/1995 - 01/24/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Carol Sarracino is the right advisor for you? Invested Better is here to help.
