Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Mansour-ezzell is a financial advisor with over 40 years of experience in the industry. Carol has been with Janney Montgomery Scott LLC since 2004 and has a strong track record of success in helping clients achieve their financial goals. Carol is registered to provide investment advice in 14 states, including California, Texas and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
06/05/2018 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NJ
08/14/2000 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/15/1988 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
10/24/1988 - 11/15/1988
J.C. BRADFORD & CO.
NA
01/25/1982 - 11/03/1988
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 04/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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