Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Lynch is a registered representative of C. L. King & Associates, Inc. with over 30 years of experience in the securities industry. Carol has been registered with the state of New York since 1990. Carol holds the Series 7, Series 63, and SIE licenses and has previously been registered with First Albany Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/22/2007 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
06/21/1990 - 06/28/2007
FIRST ALBANY CAPITAL INC. (ALBANY NY)
BC
Issued 07/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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