Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Lundrigan is a financial professional with over 25 years of experience in the industry. Currently, Carol is registered with BNP Paribas Securities Corp. in New York, NY. Previously, Carol was registered with BNP Paribas Prime Brokerage, Inc. in New York, NY, BNP Paribas Securities Corp. in New York, NY, Banc of America Securities LLC in New York, NY and Shelby Cullom Davis & Co., L.P. in New York, NY. Carol holds the Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/23/2018 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
10/05/2012 - 05/24/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
03/08/2010 - 08/05/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/03/1997 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/16/1994 - 10/22/1997
SHELBY CULLOM DAVIS & CO., L.P. (NEW YORK NY)
BC
Issued 03/13/2020
Series 99TO - Operations Professional Examination
BC
Issued 02/12/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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