Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Lucero is a financial professional with over 30 years of experience in the securities industry. Carol is currently registered with PFS Investments Inc. in Denver, CO. Carol is also registered in Wyoming. She is a Series 6 and Series 63 licensed professional with the SIE designation. Prior to joining PFS Investments Inc. in Denver, Carol worked for PFS Investments Inc. in Duluth, GA. Carol specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CO
02/10/2005 - Present
PFS Investments Inc. (DENVER CO)
GA
06/13/1990 - 05/27/2003
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 06/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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