Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Liversedge is an active investment advisor representative with Oppenheimer & Co. Inc. Carol has been working in the financial industry since 1994. Carol holds the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10 and SIE licenses. Carol is registered in Florida and New York. Carol is affiliated with Oppenheimer & Co. Inc., based in Boca Raton, FL and also has a branch office located in New York, NY. Oppenheimer & Co. Inc. is a large firm with over $1 billion - $10 billion in assets under management. Carol specializes in Portfolio Management for Individuals and Businesses, as well as providing Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
05/26/2022 - Present
Oppenheimer & Co. Inc. (BOCA RATON FL)
FL
05/06/1994 - 11/18/2020
MURIEL SIEBERT & CO., INC. (BOCA RATON FL)
FL
01/03/1994 - 05/23/1994
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
FL
12/16/1992 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
IA
Issued 01/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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