Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Jorgensen is a financial professional with over 13 years of experience in the industry. Carol has been registered with FINRA since 2010. Carol is currently employed by Hazard & Siegel, Inc., a firm that is active in the Broker-Dealer space. Carol has a strong track record of success, having passed the Series 63, SIE, and Series 6 exams. Carol is currently licensed to sell securities in the state of New York. Carol is a dedicated and knowledgeable financial advisor who is committed to providing her clients with the highest quality of service. Carol has a proven track record of success and a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/04/2024 - Present
Hazard & Siegel, Inc. (DEWITT NY)
MN
01/06/2010 - 03/13/2023
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BC
Issued 12/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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