Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Heard has been in the financial industry since March 1991. Carol is currently registered with PFS Investments Inc. and has been with the firm since March 1991. Carol is a registered representative and investment advisor representative in 7 states: Oregon, California, Washington, Arizona, Idaho, Nevada and New Mexico. Carol has passed the Series 6, Series 26 and Series 63 exams and the SIE exam. Carol is licensed to provide financial advice to individuals, charitable organizations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OR
03/11/1991 - Present
PFS Investments Inc. (ROSEBURG OR)
BC
Issued 02/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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