Unclaimed
Carol Ann Fox is a Registered Representative with PFS Investments Inc. Carol has been in the industry since 1992 and has a wide range of experience providing financial services to individuals and businesses. Carol holds licenses to provide financial products and services in Ohio, Tennessee, Virginia and West Virginia and has experience with Series 6, Series 26, and Series 63 licenses. Carol’s expertise allows her to provide comprehensive financial solutions to her clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
11/09/2007 - Present
PFS Investments Inc. (JOHNSON CITY TN)
GA
01/17/1991 - 05/28/2003
PFS INVESTMENTS INC. (DULUTH GA)
GA
03/27/1986 - 01/17/1989
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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