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Carol Ann Flodin

Symetra Securities, Inc.

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About Carol Ann Flodin

Carol Ann Flodin has over 28 years of experience in the financial industry, having first joined Symetra Investment Services, Inc. in 1995. Carol currently holds her Series 6, 63, and 99TO licenses and is registered with FINRA and the state of Washington. Carol is affiliated with Symetra Securities, Inc. and has a strong understanding of investment company products and variable contracts.

Firm Information

Carol Flodin is currently registered with Symetra Securities, Inc.. Symetra Securities, Inc. is a corporation formed in August 1967 and is approved in all 50 states, as well as the District of Columbia and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carol Flodin’s Registration & Firm History

WA

09/30/2013 - Present

Symetra Securities, Inc. (BELLEVUE WA)

WA

03/28/1995 - 09/30/2013

SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)

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Licenses & Designations

BC

Issued 04/24/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol Ann Flodin.
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