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Carol Ann Fickling

RBC Private Counsel (usa) Inc.

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About Carol Ann Fickling

Carol Ann Fickling is an investment advisor representative at RBC Private Counsel (USA) Inc. Carol Ann has been working in the financial industry since January 1997, and has been registered with RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc. Carol Ann is currently registered with RBC Private Counsel (USA) Inc. in Texas. Carol Ann is a member of the board for Bring It (Not for profit) and the Trauma Golf Tournament - London Health Science Centre.

Firm Information

Carol Fickling is currently registered with RBC Private Counsel (usa) Inc.. RBC Private Counsel (USA) Inc. is a registered investment adviser with the SEC, based in TORONTO, ON, Canada. The firm manages approximately $6.83 billion in client assets, primarily for high-net-worth individuals, corporations and other businesses, and individuals other than high-net-worth. RBC Private Counsel offers portfolio management services for individuals and selection of other advisers. They also participate in wrap fee programs.
RBC Private Counsel (usa) Inc.

155 WELLINGTON STREET WEST, 17TH FLOOR

TORONTO, ON, M5V 3K7

$6.83B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol Fickling’s Registration & Firm History

NA

09/04/2019 - Present

RBC Private Counsel (usa) Inc. (London )

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Licenses & Designations

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carol Ann Fickling.
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