Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Ann Carswell is a registered representative with PFS Investments Inc. Carol joined the financial services industry in August 2011 and has been with PFS Investments Inc. since August 2011. Carol is registered with the state of Tennessee. Carol holds the Series 6, Series 26, and Series 63 securities licenses. Carol has been active in the industry since August 2011 and is licensed to sell investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TN
08/02/2011 - Present
PFS Investments Inc. (TALBOTT TN)
BC
Issued 05/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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