Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Bezner is a registered representative and investment advisor representative associated with Western International Securities, Inc.. Carol has been in the securities industry since 1990. Carol has passed the Series 7, Series 6TO, and SIE exams and is registered with the state of California. Carol has worked at various firms during her career including Financial West Group, Financial Network Investment Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, Baraban Securities, Inc., and American Express Financial Advisors Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/21/2017 - Present
Western International Securities, Inc. (Northridge CA)
NV
07/25/1995 - 08/21/2017
FINANCIAL WEST GROUP (RENO NV)
CA
04/28/1995 - 06/23/1995
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
03/31/1992 - 04/10/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/31/1992 - 04/10/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
06/13/1990 - 03/19/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
CA
05/09/1990 - 05/29/1990
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NA
05/25/1988 - 08/26/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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