Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol A. Wilson is an investment advisor representative at J.P. Morgan Securities LLC. Carol has been in the industry since 2010 and has experience working with a wide range of clients, including individuals, businesses, and institutions. Carol is registered in several states, including New York, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/03/2020 - Present
J.p. Morgan Securities LLC (NANUET NY)
NJ
03/21/2019 - 10/03/2019
PARK AVENUE SECURITIES LLC (PARAMUS NJ)
NY
10/30/2017 - 04/13/2018
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
NY
12/03/2007 - 02/13/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/11/2005 - 12/18/2007
A. G. EDWARDS & SONS, INC. (NEW YORK NY)
NY
10/01/2000 - 11/04/2004
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
BOTH
Issued 11/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2017
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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