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Carol A Dinh nhat quy

Capitol Securities Management, Inc.

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About Carol A Dinh nhat quy

Carol A. Dinh nhat quy is an Investment Advisor Representative with Capitol Securities Management, Inc., based in Reston, Virginia. Carol has extensive experience in the financial services industry, having worked with several prominent firms such as Morgan Stanley, Wells Fargo Clearing Services, LLC, and UBS Financial Services Inc., prior to joining Capitol Securities Management, Inc. Carol's expertise encompasses a wide range of financial services, including portfolio management, financial planning, and investment advisory services.

Firm Information

Carol Dinh nhat quy is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carol Dinh nhat quy’s Registration & Firm History

VA

07/22/2024 - Present

Capitol Securities Management, Inc. (RESTON VA)

DC

08/22/2017 - 07/29/2024

MORGAN STANLEY (Washington DC)

DC

08/12/2016 - 08/07/2017

WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)

DC

02/11/2009 - 08/23/2016

UBS FINANCIAL SERVICES INC. (WASHINGTON DC)

DC

04/02/2007 - 02/12/2009

MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)

DC

11/09/1999 - 04/02/2007

MORGAN STANLEY DW INC. (WASHINGTON DC)

NY

04/23/1992 - 11/11/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

04/24/1991 - 04/24/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 08/07/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/28/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2014

Series 3 - National Commodity Futures Examination

BC

Issued 05/12/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 04/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carol A Dinh nhat quy.
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