Unclaimed
Carmine Stimmel Yankowski is a financial advisor with over 19 years of experience in the industry. Currently, Carmine is registered with FBL Marketing Services, LLC in West Des Moines, Iowa. Previously, Carmine has worked with HEWITT FINANCIAL SERVICES LLC in Charlotte, North Carolina, E*TRADE SECURITIES LLC in Charlotte, North Carolina and HARRISDIRECT LLC in Jersey City, New Jersey. Carmine holds multiple licenses and certifications including Series 4, Series 7, Series 24, Series 26, Series 52TO, Series 53 and Series 66. Carmine is licensed to provide investment advice and services in Arizona, Colorado, Florida, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, New Mexico, South Dakota and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
05/14/2012 - Present
FBL Marketing Services, LLC (WEST DES MOINES IA)
NC
03/03/2006 - 01/30/2012
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
01/03/2006 - 03/21/2006
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
04/29/2004 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
BOTH
Issued 12/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/20/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/06/2005
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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