Unclaimed
Carmine Rae Lafleur is a financial professional with over 12 years of experience in the industry. Carmine is currently registered with U.S. Bancorp Investments, Inc. and offers a range of services including financial planning, portfolio management for individuals and businesses, as well as publication of periodicals and selection of other advisors. Carmine is dedicated to providing personalized service and helping clients achieve their financial goals. Carmine holds the Series 66, Series 7 and SIE securities licenses and has been registered in several states, including Alaska, Arizona, California, Florida, Hawaii, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WA
10/20/2023 - Present
U.s. Bancorp Investments, Inc. (Anacortes WA)
WA
03/06/2017 - 10/24/2023
KEY INVESTMENT SERVICES LLC (Burlington WA)
WA
09/19/2016 - 12/15/2016
VALIC FINANCIAL ADVISORS, INC. (SEATTLE WA)
IL
09/22/2015 - 08/05/2016
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
WA
04/25/2014 - 02/09/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MT VERNON WA)
WA
06/23/2010 - 04/28/2014
EDWARD JONES (BURLINGTON WA)
BOTH
Issued 07/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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