Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmine? Claim Your ProfileCarmine Manna is a financial advisor with Stifel, Nicolaus & Company, Inc. and has been in the industry since February 1987. Carmine Manna holds a Series 63, Series 66, Series 7, and Series 31 licenses. Carmine Manna is registered in 30 states and has been with Stifel, Nicolaus & Company, Inc. since August 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/18/2017 - Present
Stifel, Nicolaus & Company, Inc. (WALNUT CREEK CA)
CA
03/09/2002 - 08/21/2008
RBC CAPITAL MARKETS CORPORATION (WALNUT CREEK CA)
CA
03/03/1994 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
02/26/1987 - 03/08/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 09/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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