Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmine? Claim Your ProfileCarmine Lacognata is a financial advisor with Cetera Investment Advisers LLC. Carmine has been in the financial services industry since 1989 and holds a Series 6, Series 7, Series 24, Series 26, Series 52TO, Series 63, and Series 65. Carmine is licensed to provide financial advice in Alabama, Florida, New Jersey, New York, South Carolina, and Texas. Carmine has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/01/2024 - Present
Cetera Investment Advisers LLC (CLEARWATER FL)
FL
02/18/2019 - 02/05/2021
NATIONAL SECURITIES CORPORATION (TAMPA FL)
FL
04/04/2018 - 05/30/2018
NATIONAL SECURITIES CORPORATION (CLEARWATER FL)
FL
10/25/1989 - 07/25/2017
AXA ADVISORS, LLC (TAMPA FL)
NY
10/25/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/15/1989 - 07/20/1989
PRUCO SECURITIES CORPORATION
NA
02/15/1989 - 07/20/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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