Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carmine? Claim Your ProfileCarmine J Lacognata is a financial advisor with over 30 years of experience in the financial services industry. Carmine is registered with Cetera Investment Advisers LLC and has been with the firm since March of 2021. Carmine previously worked for National Securities Corporation and AXA Advisors, LLC. Carmine holds several industry licenses and certifications, including Series 7, 6, 24, 26, 52, 53, and 63. Carmine specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Carmine also offers educational seminars to help clients understand their financial options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/01/2024 - Present
Cetera Investment Advisers LLC (CLEARWATER FL)
FL
02/18/2019 - 02/05/2021
NATIONAL SECURITIES CORPORATION (TAMPA FL)
FL
04/04/2018 - 05/30/2018
NATIONAL SECURITIES CORPORATION (CLEARWATER FL)
FL
10/25/1989 - 07/25/2017
AXA ADVISORS, LLC (TAMPA FL)
NY
10/25/1989 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/15/1989 - 07/20/1989
PRUCO SECURITIES CORPORATION
NA
02/15/1989 - 07/20/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
IA
Issued 6/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/27/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 5/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 2/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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