Unclaimed
Carmine Galimi is a financial advisor with over 17 years of experience in the industry. Carmine is currently registered with Fnex Capital, LLC and is licensed to provide securities advice in all 50 states. Prior to joining Fnex Capital, LLC, Carmine worked at Growth Capital Services, Inc., NatAlliance Securities, LLC and Guggenheim Securities, LLC. Carmine holds the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
01/23/2022 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
CA
04/22/2021 - 01/14/2022
GROWTH CAPITAL SERVICES, INC. (Torrance CA)
NY
05/22/2020 - 04/05/2021
NATALLIANCE SECURITIES, LLC (New York NY)
NY
04/25/2007 - 07/24/2019
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NE
03/06/2000 - 08/27/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 04/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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